Hong Kong · Financial Services
Financial Services
Investment Management
Regulatory
The Securities and Futures Commission (SFC) regulates the securities and futures markets in Hong Kong. Its responsibilities are to ensure that the markets operate fairly and efficiently, promote orderly development of the industry while protecting the interests of investors. The SFC is a public body operating independent of the civil service. It is funded mainly by levies investors pay for securities and futures transactions and also by fees from licensees. Its core functions involve the licensing and supervision of intermediaries, ensuring compliance of laws specific to the industry, supervising the markets (including the infrastructure and trading activities), overseeing listing and takeovers matters and regulating investment products.
1989
Founded
Financial Services
Industry
Hong Kong
Location
57,159
Ranking
700 employees
Size

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